A vibrant market is at its best when it works for everyone | FINRA.org | Website analytics by TrustRadar
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finra.org Financial Regulation Investor Protection Market Integrity Compliance Services

A vibrant market is at its best when it works for everyone | FINRA.org

A vibrant market is at its best when it works for everyone. Join the Industry or Take an Exam Register Have Questions or Concerns? Contact Us Look up FINRA Disciplinary Actions Search Cases Research a Broker or Firm Search Brokercheck Featured Events & Training 2025 FINRA Annual Conference - May 13-15, 2025 FINRA's premier event—this conference provides the opportunity for practitioners, peers and regulators to exchange ideas on today's most timely compliance and regulatory topics. Read More Report / Study 2025 Regulatory Oversight Report The 2025 FINRA Annual Regulatory Oversight Report (the Report) provides member firms with insight into

FINRA, the Financial Industry Regulatory Authority, is a non-governmental organization that regulates member brokerage firms and exchange markets. It is dedicated to investor protection and market integrity through effective and efficient regulation and complementary compliance and technology-based services.

TrustScore Level

Finance Regulatory
Unique Visits

1.4M

45000 / day

Total Views

1.5M

50000 / day

Visit Duration, avg.

5.5 min

4.5 pages per visit

Bounce Rate

35%

  • Domain Rating

  • Domain Authority

  • Citation Level

Founded in

2007

Supported Languages

English, etc

Website Key Features

BrokerCheck

A tool that allows investors to research the professional backgrounds of brokerage firms and brokers currently or formerly registered with FINRA or a national securities exchange.

Market Data

Provides access to a wide range of market data, including equities, options, and fixed income securities, to help investors make informed decisions.

Regulatory Filings

Offers a comprehensive database of regulatory filings and reports submitted by brokerage firms and their associated persons.

Investor Education

FINRA offers a variety of resources and tools designed to educate investors about the securities industry and how to protect their investments.

Dispute Resolution

Provides arbitration and mediation services to resolve disputes between investors and brokerage firms or between brokerage firms.

Similar Sites and Competitors

S

Securities and Exchange Commission

sec.gov
F

Financial Industry Regulatory Authority

finra.org
N

National Futures Association

nfa.futures.org
C

Commodity Futures Trading Commission

cftc.gov
F

Federal Reserve

federalreserve.gov
O

Office of the Comptroller of the Currency

occ.treas.gov
C

Consumer Financial Protection Bureau

consumerfinance.gov
F

Financial Crimes Enforcement Network

fincen.gov
I

Internal Revenue Service

irs.gov
H

U.S. Department of the Treasury

home.treasury.gov
F

Federal Deposit Insurance Corporation

fdic.gov
N

National Credit Union Administration

ncua.gov
I

U.S. Securities and Exchange Commission Office of Investor Education and Advocacy

investor.gov
M

Municipal Securities Rulemaking Board

msrb.org
P

Public Company Accounting Oversight Board

pcaobus.org

Additional information

Headquarters

Washington, D.C., United States

Key People

Robert W. Cook (President and CEO)

Website

www.finra.org

Contact

FINRA can be contacted through their website for general inquiries, investor assistance, and more.

Mission

To safeguard the investing public against fraud and bad practices. It oversees more than 624,000 brokers across the country—and analyzes billions of daily market events.

HTTP headers

Security headers report is a very important part of user data protection. Learn more about http headers for finra.org